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UBS AG


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Top U.S. UBS lawyer Aufhauser resigns: reports

SAN FRANCISCO (MarketWatch) -- David Aufhauser, general counsel for UBS AG's investment bank and for North America, resigned for unspecified reasons, according to media reports Monday. Aufhauser was one of the unnamed UBS executives referred to in a complaint filed by New York Attorney General Andrew Cuomo over dealings in the auction rate securities market, The Wall Street Journal reported. Market...

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CORRECTED - OFFICIAL-UBS says Vestra lured staff illegally

LONDON (Reuters) - Swiss bank UBS AG (UBSN.VX: ) told London's High Court that rival start-up Vestra Wealth, backed by U.S. bank Goldman ...

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UBS investment bank's general counsel resigns

ZURICH/NEW YORK (Reuters) - UBS AG said on Monday that David Aufhauser, general counsel of its investment bank and of the Americas, has resigned, as New York Attorney General Andrew Cuomo investigates his involvement in the Swiss bank's sale of auction-rate securities.

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UBS says Goldman-backed rival lured staff illegally

LONDON, Aug 1 (Reuters) - Swiss bank UBS AG told London's High Court that rival start-up Vestra Wealth, backed by U.S. bank Goldman ...

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UBS lawyer Aufhauser at center of NY probe-source

Source: [b]Reuters[/b] NEW YORK, Aug 1 (Reuters) - David Aufhauser, the general counsel for UBS AG's (UBSN.VX: Quote, Profile, Research) investment banking unit, is at the center of a civil probe by New York Attorney General Andrew Cuomo into the Swiss bank's sales of auction-rate securities, a per...

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UBS says Goldman-backed rival lured staff illegally

LONDON, Aug 1 (Reuters) - Swiss bank UBS AG told London's High Court that rival start-up Vestra Wealth, backed by U.S. bank Goldman Sachs , had illegally poached its staff and gained a headstart in attracting its clients.

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UBS lawyer Aufhauser at center of NY probe-source

NEW YORK, Aug 1 (Reuters) - David Aufhauser, the general counsel for UBS AG's (UBSN.VX: ) investment banking unit, is at the center of a ...

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UBS investment banking unit lawyer in NY probe: report

NEW YORK (Reuters) - The general counsel for UBS AG's investment banking unit is at the center of a civil probe by New York's attorney-general into the Swiss bank's sales of auction-rate securities, the Wall Street Journal reported.

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UBS says sues startup Vestra over contract breaches

LONDON, July 31 (Reuters) - UBS AG (UBSN.VX: ) is seeking an injunction against Vestra Wealth over breaches of contracts by senior employees leaving for the ...

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UPDATE 1-UBS pays Massachusetts $1 mln to end probe

NEW YORK, July 30 (Reuters) - UBS AG will pay Massachusetts $1 million as part of its agreement to settle the state's probe into the investment bank's inappropriate sale of auction-rate securities to 17 cities and towns.

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U.S. fraud lawsuit against UBS dismissed

A lawsuit against UBS AG alleging that the Swiss bank engaged in fraud was dismissed by a New York Supreme Court judge...

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Fraud

Eight people were arrested yesterday in raids across London, as part of a crack down by the Financial Services Authority (FSA) against insider dealing. Among the eight were a UBS AG back-office employee and a JPMorgan Cazenove Ltd sub-contractor. Sarah Small, spokeswoman for UBS, is quoted on Bloomberg: " A junior member of UBS's support staff in London has been arrested and has been suspended from...

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U.S. fraud lawsuit against UBS dismissed

(Reuters) - A lawsuit against UBS AG alleging that the Swiss bank engaged in fraud related to holdings of a fund in loss-making company Endwave Corp was dismissed by a New York Supreme Court judge, court documents showed.

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Merrill move hits Barclays, RBS, UBS shares

(LONDON) Barclays plc, Royal Bank of Scotland Group and UBS AG tumbled in European trading after Merrill Lynch & Co's liquidation of credit assets raised concerns about big banks that may have similar risks.

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MBF Financial: *Revised* Analyst Reports for SAP AG, UBS AG, Idearc Inc., and XL Capital Ltd.

LONDON (MARKET WIRE) MaybachFinancial.com is one of the fastest growing independent and unbiased research firms in the world. Through our numerous partnerships with many of the top investment minds in the world, we provide research on companies making a move in the markets. Investors seeking genuine analyst opinions on their investments for SAP AG (NYSE: SAP), UBS AG (NYSE: UBS), Idearc Inc. (NYSE:...

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Premium Company Profile: UBS AG

Introduction With assets under management of about CHF3 trillion ($2.5 trillion), UBS (or 'the company') is one of the largest investment managers in the world. This profile offers a comprehensive review of the company's operations and performance. Scope of this report Contains corporate strategy, value chain presence and SWOT Analysis Provides detailed business description, segment analysis, 5-year...