Internet Evolution (Free subscription) | 10/29/2009
Financial regulators express concern that sites like Facebook are disrupting employee oversight and security on Wall Street
IR Web Report Blog (Free subscription) | 10/28/2009
... Regulatory Authority (FINRA) said that while most securities firms currently prohibit their employees from using social media for compliance reasons, “new technologies that may soon enable firms to archive employee communications in order to comply with supervision and recordkeeping requirements.” FINRA is the largest independent regulator for all securities firms doing...
Reuters UK (Free subscription) | 10/28/2009
... said.But as these sites are currently designed they may not allow firms to keep the kind of archives of their employees' business communications required by regulators, Ketchum told industry group Securities Industry and Financial Markets Assocation's (SIFMA) annual meeting."We continue to witness the advent of technologies that will challenge your ability to ensure compliance with...
